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Welcome

Spot on FCA risk assurance

Compliance Reviews, Independent Assurance and more

About Us

What makes a great assurance plan?

Spot checking (file review)

What makes spot checking so worthwhile ?

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We DO Free spot checks -Fridays until september. Book now!

This means spot reviewing calls, files and risk assessing policies and procedures. Please book your free spot check at least a week ahead as there may be a waiting list.  Spot checking is priced on a hourly basis outside of Fridays.

book us now - Prices start from £50 per hour

Go Spot It
Financial promotions assurance 
Book us now for your suitability reviews

Compliance Monitoring Reviews

Assurance on suitability, appropriateness and general conduct risk.

File Review / Spot Checking

TCF and Client Categorisation Spot Check

Rules Checking and Communication (financial promotion checks).

Business Services (Add On's)

Advice ; A second point of view. Create New Policies and Procedures - Business services that keep you going.

View Our Brochure

Go Spot It - Brochure

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The Go Spot It Hub - Try our free tests

Take your time, look around - take our free tests. Results will be emailed to you. We hope you enjoy our site and take a moment to drop us a line.

Contact Us

Drop us a line!

Hours

Mon

09:00 – 17:00

Tue

09:00 – 17:00

Wed

09:00 – 17:00

Thu

09:00 – 17:00

Fri

09:00 – 17:00

Sat

Closed

Sun

Closed